Compliance Risk Officer

Recruiter
Alexander Hancock Recruitment Ltd
Location
Northwich
Salary
25000.00 - 28000.00 GBP Annual
Posted
20 Oct 2020
Closes
29 Oct 2020
Contract Type
Permanent
Hours
Full Time

Our client is an award winning financial institution who are seeking an additional member for their compliance team. They are committed to their employees reach their full potential and provide continuous learning opportunities

The successful candidate will report to the head of compliance and you will have previous experience within compliance in a financial services industry

The organisations overarching policy is to manage compliance proactively and to ensure that as far as the company, its customers and its employees will be protected and that the regulator is satisfied with the compliance systems and controls

The department plays an essential role in the organisation by ensuring the implementation of appropriate systems and control procedures relevant to the Bank as well as overseeing the Bank's compliance with various anti money laundering, counter terrorist financing and anti-bribery/corruption requirements. As a result, this is an excellent opportunity for any individual that is looking for a challenging and varied position which if achieved successfully could bring fantastic career prospects.

Your day-to-day responsibilities:

?? Support the Head of Compliance as and when required on specific activities and projects; Produce reports and returns which may involve detailed research and analysis from within and outside the unit;

?? Undertake specific tasks within set terms of reference and defined processes;

?? To work with each department and the various business units to provide support, advice and guidance on appropriate compliance framework, policies and procedures, which will facilitate the business in identifying, assessing and managing compliance risk within the business, meeting the standards set and regulatory requirements

?? Ensure all compliance principles, policies and procedures are clearly defined and regulatory developments are proactively communicated

?? Through regular and appropriate business involvement ensure all compliance work is carried out to the required level of competence as set out by legal and regulatory requirements in order to comply with generally accepted principles of compliance and supporting the strategic operating requirements of the division

?? Build and maintain effective working relationships with the internal stakeholders

?? Regularly review and keep up to date with changes in regulatory, legislative and market practices that impact the business

Experience Required

Solid compliance experience within the financial services industry and compliance

Proven experience of working in a multi-disciplined team across business units...... click apply for full job details