Compliance Advisory Manager

Recruiter
Empiric, EA Licence No: 11C5671
Location
Oxfordshire
Salary
Competitive
Posted
30 Sep 2019
Closes
23 Oct 2019
Sectors
Legal
Contract Type
Permanent
Hours
Full Time

Responsibilities:

  • Act as the first point of contact on all compliance advisory matters for the firm and its various business areas.
  • Deliver a regulatory change process, ensuring timely identification, analysis and communication of regulatory change and oversight of the businesses' implantation of changes required to ensure compliance with new requirements
  • Deliver the firm's Compliance training programme to promote a compliance culture across the Group
  • Review and approve financial promotions, ensuring compliance with FCA rules and requirements
  • Develop and maintain policies relating to the firm's regulatory compliance and non-financial risk obligations

Requirements:

  • Previous experience within a Compliance Advisory
  • Experience of building and maintaining open and effective relationships
  • Line Management experience preferable
  • Working knowledge of financial regulation in relation to FCA handbooks (especially MCOB, COBS, CONC, BCOBS)
  • Ability to balance regulatory and conduct risks with the needs of a commercial organisation, whilst maintaining a clear level of independence and challenge
  • Ideally knowledge of the consumer finance space.

Please only apply if you have the above experience.

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