Senior Paraplanner

Recruiter
Anonymous
Location
Leeds
Salary
GBP40k +bens
Posted
03 Oct 2019
Closes
31 Oct 2019
Sectors
Accountancy
Contract Type
Permanent
Hours
Full Time
Senior Paraplanner
My client is a firm of Independent Financial Advisers, providing advice to both individuals and businesses on all aspects of Financial Planning through a long-term approach of fully understanding clients needs and financial goals. Being fully independent means that their clients benefit from the ability to offer advice on a wide range of products and services.
We are urgently seeking an experienced Senior Paraplanner. You will join a team of experienced Paraplanners, assisting both Directors and Advisers of company.
Responsibilities
* Prepare recommendations
* Identify and discuss areas for planning with the adviser.
* Undertake relevant research to identify suitable solutions to meet a client's specific objectives.
* Prepare relevant documentation and comparisons for review.
* Prepare draft suitability letters to be discussed and signed.
* Responsible for the completeness and accuracy of the information on which client recommendations are made.
* Implement recommendations
* Complete applications or proposal forms (in conjunction with the Administrative team).
* When instructed, ensure changes to a client's investment portfolio are made, and made accurately and promptly.
* Act as a point of contact and deal effectively with client queries.
* Prepare existing client files ready for reviews.
* Provide technical and research support to the Financial Planners in respect of our clients, as it is required.
* To provide drafts of investment updates and other client communications to the Financial Planners for consideration. This includes reports, letters and other methods of communication.
Maintain and understanding and awareness of relevant rules and processes
* Maintain a detailed knowledge and understanding of the firm's compliance procedures including record keeping requirements. Comply with our internal rules and processes and notify a senior person immediately if there is any breach, or risk of there being a breach.
We are ideally seeking a qualified candidate with a Diploma in Financial Planning Level 4, but may consider those nearly qualified with relevant Paraplanning experience. You will ideally have around 3+ years experience within Paraplanning and will be able to hit the ground running

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