Compliance Consultant - Glasgow

Recruiting UK
30000.00 - 34000.00 GBP Annual
07 Aug 2019
23 Aug 2019
Contract Type
Full Time

Compliance Consultant - Glasgow

The client is an established firm across the UK and as part of their on-going support to their member firms, are seeking to recruit a Compliance Consultant for the Glasgow.

  • The successful applicant will be based mainly in the office and provide help, support and assistance to IFAs / financial advisers for reports, technical and compliance assistance
  • Completion of file checking across Pensions, Investments, Protection

  • Manage and prioritise cases depending on deadline date.

  • Work efficiently in order to achieve individual and team target.

  • Dealing with telephone and email queries to provide support to clients.

  • Liaise with Pensions Technical and Technical departments to check technical detail

Candidate requirements

  • Level 4 Diploma qualified
  • Knowledge and experience working in financial services for a life office or IFA as a financial adviser, paraplanner or compliance consultant
  • Good product technical and compliance knowledge.