Compliance Advice Analyst

Location
London (Central), London (Greater)
Salary
£Competitive Salary
Posted
26 Jul 2019
Closes
16 Aug 2019
Ref
NTXQF442626
Contract Type
Permanent
Hours
Full Time

Compliance Advice Analyst
London
£Competitive Salary


Our client a fantastic opportunity for an experienced Compliance Advice Analyst to act as the point of contact for regulatory enquiries and provide advice and guidance to multiple areas across the business. 


You will review and approve financial promotions and requests for personal account dealing, providing support and advice to resolve relevant queries, whilst keeping abreast of regulatory development and help to incorporate them into our client's processes and procedures. The role will be responsible for carrying out identity verification checks on clients for AML purposes. 


This role requires a meticulous and analytical candidate with a sound financial services background, specifically within investment management / financial planning / funds business. You will have gained experience of reviewing and approving AML documentation and financial promotions. You will be familiar with the key FCA Sourcebooks (COBS / CASS) and have knowledge of JMLSG Guidance Notes. The ideal candidate will be focussed and professional with great attention to detail, with the ability to build effective relationships quickly.