Training and Competence Supervisor
Are you an experienced T&C Supervisor looking for a change to a forward-thinking business that continues to achieve growth?
The Company
Our client is a respected financial planning and mortgage advice business that continues to achieve regular success and growth. The business is highly regarded due to the relationships built with clients and their forward thinking approach. They have 3 regional offices in Swindon, Poole and Southampton. As the business expands, they require a dedicated T&C Supervisor.
Roles & Responsibilities as a T&C Supervisor
As the dedicated T&C Supervisor, your main focus will be to work closely with their team of 30 Financial Advisers, Mortgage Advisers and Insurance Advisers. Your duties will include:
* Developing and maintaining business quality standards to ensure appropriate customer outcomes
* Work with the Financial Advisers and Mortgage Advisers to maximise their potential
* Undertaking face-to-face assessments to ensure the Advisers are operating in line with agreed guidelines
* Provide additional supervisory support either in-person or remotely
* Take decisive action to manage risk
* Work closely with Directors to undertake required tasks and help enable the business to successfully continue moving forward
Requirements to be considered - T&C Supervisor
You must possess the following:
* Minimum of 2 years' experience of managing / supervising regulated Financial Advisers
* Level 4 Diploma qualification
* Fully competent as a T&C Supervisor in regulated environment
* Positive approach to produce desired outcomes
Ideally, you should also possess the following, however not essential:
* Experience of managing / supervising regulated Mortgage Advisers
* CeMAP qualification or equivalent
* Hold supervisory qualification H15 or J07
Benefits
* Salary of GBP30,000 - GBP40,000 (negotiable)
* Managing and supervising excellent team of Financial Advisers, Mortgage Advisers and Insurance Advisers
* Play a key position in encouraging business growth and ensuring green rated compliance
* Roving role covering their 3 regional offices in Swindon, Poole and Southampton plus field-based visits
* Highly regarded wealth management and mortgage advice firm
Locations
Covering Swindon, Poole and Southampton
Apply Now!
Liability and Disclaimer
Whilst FM TOP JOBS LTD uses all reasonable efforts to ensure the information contained in our adverts including any salary, benefits or on target earnings are accurate, we give no representation or warranty in respect of such information. No liability is accepted by FM TOP JOBS LTD for any loss or damage which may arise out of any person relying on or using any information.
Required Qualifications/Criteria
You must possess the following:
* Minimum of 2 years' experience of managing / supervising regulated Financial Advisers
* Level 4 Diploma qualification
* Fully competent as a T&C Supervisor in regulated environment
* Positive approach to produce desired outcomes
Ideally, you should also possess the following, however not essential:
* Experience of managing / supervising regulated Mortgage Advisers
* CeMAP qualification or equivalent
* Hold supervisory qualification H15 or J07
The Company
Our client is a respected financial planning and mortgage advice business that continues to achieve regular success and growth. The business is highly regarded due to the relationships built with clients and their forward thinking approach. They have 3 regional offices in Swindon, Poole and Southampton. As the business expands, they require a dedicated T&C Supervisor.
Roles & Responsibilities as a T&C Supervisor
As the dedicated T&C Supervisor, your main focus will be to work closely with their team of 30 Financial Advisers, Mortgage Advisers and Insurance Advisers. Your duties will include:
* Developing and maintaining business quality standards to ensure appropriate customer outcomes
* Work with the Financial Advisers and Mortgage Advisers to maximise their potential
* Undertaking face-to-face assessments to ensure the Advisers are operating in line with agreed guidelines
* Provide additional supervisory support either in-person or remotely
* Take decisive action to manage risk
* Work closely with Directors to undertake required tasks and help enable the business to successfully continue moving forward
Requirements to be considered - T&C Supervisor
You must possess the following:
* Minimum of 2 years' experience of managing / supervising regulated Financial Advisers
* Level 4 Diploma qualification
* Fully competent as a T&C Supervisor in regulated environment
* Positive approach to produce desired outcomes
Ideally, you should also possess the following, however not essential:
* Experience of managing / supervising regulated Mortgage Advisers
* CeMAP qualification or equivalent
* Hold supervisory qualification H15 or J07
Benefits
* Salary of GBP30,000 - GBP40,000 (negotiable)
* Managing and supervising excellent team of Financial Advisers, Mortgage Advisers and Insurance Advisers
* Play a key position in encouraging business growth and ensuring green rated compliance
* Roving role covering their 3 regional offices in Swindon, Poole and Southampton plus field-based visits
* Highly regarded wealth management and mortgage advice firm
Locations
Covering Swindon, Poole and Southampton
Apply Now!
Liability and Disclaimer
Whilst FM TOP JOBS LTD uses all reasonable efforts to ensure the information contained in our adverts including any salary, benefits or on target earnings are accurate, we give no representation or warranty in respect of such information. No liability is accepted by FM TOP JOBS LTD for any loss or damage which may arise out of any person relying on or using any information.
Required Qualifications/Criteria
You must possess the following:
* Minimum of 2 years' experience of managing / supervising regulated Financial Advisers
* Level 4 Diploma qualification
* Fully competent as a T&C Supervisor in regulated environment
* Positive approach to produce desired outcomes
Ideally, you should also possess the following, however not essential:
* Experience of managing / supervising regulated Mortgage Advisers
* CeMAP qualification or equivalent
* Hold supervisory qualification H15 or J07