Compliance Manager
- Recruiter
- Stellar Select Limited
- Location
- Surrey
- Salary
- Competitive
- Posted
- 22 Jan 2019
- Closes
- 18 Feb 2019
- Sectors
- Banking & Financial Services
- Contract Type
- Permanent
- Hours
- Full Time
Job Title: Compliance Manager
Location: Leatherhead, Surrey
Salary: Between GBP50,000 - GBP75,000
Benefits:
Full benefits package including:
We have a superb opportunity for a Compliance Manager offering between GBP50 - 75,000 based in Surrey with a growing specialist mortgage lender based in Leatherhead who has doubled its head count over the last year. This is an exciting opportunity to join a team of friendly, diverse, energetic, smart and hardworking people. You will be required to implement, promote and maintain business compliance with FCA, DPA 2018 / GDPR, JMLSG and other legal or regulatory codes.
Responsibilities and Experience required for the role of Compliance Manager
Stellar Select is acting as an employment agency and is a corporate member of the REC
Due to a high volume of applications, we will only contact you if your application has been successful. We aim to contact all successful contacts within two business days
Location: Leatherhead, Surrey
Salary: Between GBP50,000 - GBP75,000
Benefits:
Full benefits package including:
- Private Medical Insurance - single cover paid for by the Company, with the option for the employee to add dependents (at their cost). Available upon successful completion of probation
- Pension - currently contributions are Employee minimum 4% and Employer 4%
- Life Assurance Cover - a lump sum payment of 4 x salary
- Childcare Vouchers - a salary sacrifice scheme for employees to purchase childcare vouchers
- Cycle to Work - a salary sacrifice scheme to hire a bicycle for 12 months, with the option to purchase the bicycle at the end of the hire agreement
- Health Screening - a salary sacrifice scheme for annual health screening. The cost of the health assessment is spread over a 12-month period
- Health Cash Plan - enables you to receive cash back for various medical expenses. The cost of the Health Cash Plan is spread over a 12-month period
We have a superb opportunity for a Compliance Manager offering between GBP50 - 75,000 based in Surrey with a growing specialist mortgage lender based in Leatherhead who has doubled its head count over the last year. This is an exciting opportunity to join a team of friendly, diverse, energetic, smart and hardworking people. You will be required to implement, promote and maintain business compliance with FCA, DPA 2018 / GDPR, JMLSG and other legal or regulatory codes.
Responsibilities and Experience required for the role of Compliance Manager
- Maintain awareness and understanding of UK regulations, including the FCA handbook, AML, CTF, Sanctions, JMLSG guidance notes, CCA, DPA, TCF and their implications upon business activities
- Draft and amend existing compliance policies and procedures as required in order to meet the requirements of new/updated regulations/legislation, obtaining relevant approvals, implement and rollout.
- To assist with the management of the Operational Risk Framework
- Provide compliance input to business wide policies
- Respond to requests for advice from business units
- Provide input to business wide policies
- Support the Head of Risk and Compliance as required
- Provide input to due diligence and support regulatory audits and audit visits
- Represent the Compliance Function on project teams
- Consider TCF and outcomes in all aspects of strategic planning
- Experience in a Compliance management role with a mortgage lender is essential
- Good understanding of FCA, AML, CTF Sanctions, JMLSG, CCA, DPA and TCF
Stellar Select is acting as an employment agency and is a corporate member of the REC
Due to a high volume of applications, we will only contact you if your application has been successful. We aim to contact all successful contacts within two business days