Regulatory Consulting Services - Consultant - London

Core responsibilities

?? Assist the line manager in meeting business plans and winning new business;

?? Responsible for meeting prospective clients and preparing draft Letters of Engagement;

?? Undertake work in such areas as FCA application packs, variations of permission notices, ICAAPS, liquidity policies and procedures and suitability reviews,

?? Assist clients with mock FSF visits, including interviewing senior staff/board members

?? Responsible for completing project based assignments within agreed timescales

?? In addition to the above, the post holder will also lead aspects of, supervise and be responsible for completing assigned project work within agreed timescales.

?? Responsible for presenting compliance findings to the client and produce written reports on remedial actions resulting from the monitoring programme and contribute to follow-up meetings with operational line managers

?? Maintain current technical knowledge in relation to changes with FCA and PRA rules and guidance in terms of key changes and ensure this is communicated effectively to all relevant parties, by way of briefings, emails and fact sheets

?? Ensure the Team's standard compliance documentation provided to clients (including manuals and monitoring programmes) are kept up to date for necessary changes;

?? Responsible for the preparation, development and presentation of internal and external training courses and briefings as they relate to FCA and PRA regulations

?? Positively promote and develop the service offering/client proposition and contribute actively towards the overall department

?? Assist other members of the team with ad hoc questions on the FCA and PRA Handbook when required

Attribute, Requirements and Skills

?? At least three years' experience within a compliance environment, ideally in an investment management, broking or FCA and PRA regulatory role, or regulatory consulting environment, and with a background in financial services

?? Professionally Qualified (or recognised industry equivalent)

?? Good working knowledge of the FCA and PRA Handbooks

?? Understanding of AIFMD, CRD, UCITS, Conduct Risk, Senior Managers and Conduct Regime, Money Laundering regulations, MiFID and FATCA would be an advantage

?? Willing to travel to clients (mainly within London, but sometimes internationally)

?? Strong written and verbal communication skills

?? Strong analytical skills

?? Able to produce formal reports and fact sheets whilst interpreting FCA and PRA rules into simple English

?? Able to use initiative, work unsupervised and comfortable taking responsibility

?? Able to build a rapport with clients and staff

?? Able to multi-task in order to meet clients needs

?? Able to work under pressure with accuracy and focus

?? Able to demonstrate problem solving skills

?? Proactive and able to think outside the box to compliance solutions

?? Proven planning and prioritising skills

?? Strong organisational and time management skills

?? Able to influence internal / external clients and colleagues

To be considered for this role you will be a dynamic and positive individual who is able to work autonomously and keep the daily operations of the office running smoothly. The company's culture is one that is welcoming, supportive and focused and we are looking for a like - minded individual to join our team. Join Moore Stephens and you will discover an ambitious firm with strong leadership and a shared direction. We provide exceptional service to our clients, stimulating work and excellent development for our people. Our working culture is inclusive, collaborative and supportive and we want to allow our employees to reach their full potential.