Compliance Advisory Manager / Associate Director - Investments

Recruiter
BSM Group
Location
London
Salary
Competitive
Posted
14 Apr 2018
Closes
12 May 2018
Sectors
Legal
Contract Type
Permanent
Hours
Full Time

My Client is a Global Assessment Management firm looking for an experienced Compliance Advisor to assist with the Investment function. Experience in Compliance advisory is essential.

Your role will include:

  • Providing advice on key compliance issues in line with business requirements
  • Be the first point of contact for front of office for all compliance matters.
  • Your expertise will also be required in reviewing existing policies in relation to generic aspects of compliance
  • Train and educate operational staff
  • Lead compliance initiatives and programmes
  • Provide due diligence

The incumbent will ideally have significant experience within a compliance advisory role, with strong communication and presentations skills. The incumbent will be expected to champion good conduct in relation to the FCA regulations.

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