Compliance Monitoring Officer

Expiring today

Recruiter
J2 Recruitment
Location
Lancashire
Salary
Competitive
Posted
28 Mar 2018
Closes
25 Apr 2018
Sectors
Legal
Contract Type
Permanent
Hours
Full Time
Job Description

Compliance Monitoring Officer - up to GBP22000- Horwich- Permanent - Business Hours

J2 Recruitment are proud to be working in partnership with an award winning FS Company based in Horwich. A unique and exciting opportunity has become available to join a company with exciting plans for growth. A long established and well respected firm, my client now seeks a Compliance Monitoring Officer to provide business monitoring support to the Compliance department and contribute towards the efficient running of the team. The successful candidate must have proven experience from the financial services industry, with a genuine interest in pursuing a career in compliance!

Key responsibilities for the Compliance Monitoring Officer:
* Perform monitoring work in accordance with the Group monitoring programme to demonstrate that the businesses are being conducted with regulatory requirements
* Produce record that demonstrates that the businesses are operating in compliance with regulatory requirements
* Negotiate and effect change in compliance with regulations where shortfalls arise within compliance monitoring
* Support the compliance Manager and Monitoring manager
* Help in providing training to staff
* To contribute to and carry out compliance and procedure projects as required
* Carry out routine compliance duties, as required in a prompt and efficient manner;
* To assist in compliance monitoring visits to branch offices of the Group in accordance with the branch visit timetable and monitoring programme


Requirements for the Compliance Monitoring Officer are:
* You must have proven experience in the financial services industry
* Computer literate with a good working knowledge of Microsoft Word, Excel and Access
* Able to work under pressure in order to meet deadlines
* High levels of accuracy and a quick learner
* Strong communication and organisational skills

This is a fantastic opportunity for an experienced banking or financial services professional to join a highly reputable, ideally situated . Our client can offer an excellent benefits package and very competitive salary which is open to negotiation depending on your experience.

If you have all of the above requirements for the Compliance Monitoring Officer position, then please apply now using the link below.

The above vacancy is only one of many that we are currently recruiting for. J2 Recruitment specialises in recruiting all types of Mid/senior/specialised vacancies within financial services, other risk based roles including:

* Head of Compliance
* Director of Risk
* Risk Manager
* Compliance Officer / Compliance Manager
* Monitoring Manager

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