Internal Audit - Technology Audit - Executive Director - London

Goldman Sachs International
13 Mar 2018
27 Mar 2018
Contract Type
Full Time
MORE ABOUT THIS JOB Application Opening Date: 07 March 2018
Application Closing Date: 03 April 2018
Location: London
Salary: Competitive
Full time


The primary role of Internal Audit is to help protect the assets, reputation and sustainability of the organisation. Internal Audit independently assesses the firm's internal control structure. We provide assurance that financial reporting is reliable, that there is compliance with applicable laws and regulations and that the firm's operations are effectively controlled. We assist management in identifying risk and commercially managing risk by providing advice in developing control solutions and monitoring the implementation of management's control measures.

IA assists the firm's Board of Directors' Audit Committee in fulfilling its oversight responsibilities and regularly interacts with the external independent auditors.
Internal Audit is organised into global teams of business and technology auditors:
- Securities - covers the Firm's Sales, Trading and Insurance businesses; including related supporting control functions such as Operations, Technology, Product Control and Divisional Compliance.
- Investment Banking - covers the firm's banking activities and Global Investment Research operations.
- Investment Management - covers the firm's Private Wealth Management, Asset Management and Merchant Banking businesses.
- Corporate - covers the firm's Risk Management, Finance, Corporate Governance, Legal, Compliance and Regulatory Reporting areas as well as Human Capital Management, Services and the Executive Office.


- Assist / Lead the risk assessment, scoping and planning of a review.
- Assist / Lead in executing the review. Specifically focusing on the following:
- Design and execute tests to validate identified application system controls, which may require data analysis, code inspection and re-performance of system processes.
- Analyse the design of controls around the underlying system architecture in the context of information technology controls such as security, availability and performance and their impact on the business.
- Analyse the business and technology processes to evaluate the effectiveness of the relevant technology controls.
- Validate that system features meet business, technology and regulatory requirements.
- Validate the quality of internal SOX assessments.
- Document the results of the test steps executed within the IA automated document project repository.
- Assist/Lead in the report preparation
- Assist/Lead in presenting the scope, progress and results of the review to internal, IT and business stakeholders.


- Strong academic record with Bachelor's level or equivalent in Computer Science or Engineering or a related discipline required
- Prior Technology Audit experience gained from working within investment banking industry required
- Experience of leading technology audits required
- Financial Services knowledge and financial product knowledge required
- Knowledge of electronic trading platforms required
- Experience of testing (audit, integration, tool/software) required
- Must have experience of risk management, audit planning, budgeting, resourcing, documentation
- Software development and project management experience required
- Programming experience in C#, Java required
- Knowledge of DMBS: MS SQL Server, Sybase, Teradata, IMS, DB2, Oracle required
- Writing database queries in SQL required
- Knowledge of system architecture, with high level understanding of databases, operating systems
- Data analysis skills, coding and experience with information security required
- Ability to work effectively across a large audit team, understanding the team's role in the overall strategy of the firm
- Written and verbal communication skills a must; strong interpersonal skills essential
- Must be able to multitask while managing both time and work load
- Must be highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly

ABOUT GOLDMAN SACHS The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

?? The Goldman Sachs Group, Inc., 2018. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.

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