Control Room AVP

Recruiter
Morgan McKinley
Location
London
Salary
Competitive
Posted
10 Mar 2018
Closes
17 Mar 2018
Sectors
Legal
Contract Type
Permanent
Hours
Full Time

Control Room AVP

Our Client, a Global Bank based in London, is currently looking for a Control Room AVP to join their team.

Duties:

  • Undertake a wide range of Control Room activities including Conflict Clearance, Information Barrier establishment and wall crossing, Regulatory Reporting, Personal Account Dealing, Outside Business Interests, Gifts and Entertainment, Senior Management Regime and Certification registrations.
  • Proactive and timely escalation of issues with supporting information to the Head of Compliance Monitoring and Controls and the Business.
  • Liaison with the Business to address substantive matters arising and escalation and presentation of significant issues to senior management where necessary.
  • Develop recommendations and corrective action to support the Business in addressing Compliance and Conduct risk.
  • Review of relevant procedures, systems and controls to determine whether they are up to date and effective to identify/facilitate remedial action where necessary.

Experience:

  • Ideally will have previous experience within the Control Room.

For further information please do not hesitate to contact Leo Bellometti on:

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

Please note that any references to salary or pay rates in this advertisement and in the salary refinement section are indicative only and should only be used as a guide.

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