Distribution Compliance Officer

• Own and enhance the financial promotions approval framework, ensuring the framework remains appropriate for approval of both Professional and Retail content in accordance with COBS 4 and jurisdictional requirements. • Manage own workload in terms of signoffs, prioritising where required. • Make recommendations for improvement of processes and be able to communicate these effectively in policies and procedures. • Maintain relationships with key internal stakeholders who include, but are not limited to: Marketing, Sales, and Client Reporting. • Provide timely and accurate advice to the Distribution teams as and when required. • Provide accurate and timely Management Information for a range of Committees. • Provide periodic training to the Distribution teams in respect of key regulatory concerns such as product governance, conflicts of interest etc. • Update Distribution teams on relevant regulations. • Act as Compliance representative for Distribution and Marketing initiatives. • Provide technical advice in local selling practice restrictions with the support of the Legal team. • Keep abreast of changes in private placement rules in a number of jurisdictions. • Pro-active Compliance support and training for Asian, European and Latin America Distribution Teams. • Responsible for the oversight and approval of KIIDs from a Compliance perspective