Consultant / Broking Regulation - London

London, London
£50,000 - £60,000 per annum
15 Nov 2016
13 Dec 2016
Contract Type
Full Time
Position: Consultant - Broking Regulation
Location: London
Salary: £50000 - £60000 per annum
Job Type: Full time

Our company client is a high profile boutique consultancy who are actively seeking to recruit client facing consultant to join their rapidly expanding team based in London. The successful applicant will be focusing on sell side clients and will be offered a competitive compensation package with the opportunity for profit related bonuses. The business have a wide selection of clients trading in equity, debt, FX, commodities, CfDs and various other traditional and alternative asset classes and instruments. The team think there is a huge opportunity to expand their practice in the sector and as a result this is a really exciting opportunity for the right person.

Company overview and duties performed:

* The job involves playing a leading part in all the team's activities - delivering work to clients, participating in marketing and business development, conducting technical research and producing technical materials. There is also scope to deliver large project pieces of work for larger firms including market makers, trading venues and investment banks.
* We also work with new start-ups to get them FCA authorised and provide ongoing compliance support both to newly established and more mature businesses.
* Currently a large part of our work involves helping firms and venues prepare for the implementation of MiFID II.
* Our advice covers the full range of conduct and prudential issues.
* This is an opportunity to work in an entrepreneurial, fast-moving environment with plenty of scope for advancement.
* You will be working alongside like-minded individuals and will have access to lots of training and development.

Essential background and technical skills required:

* The ideal candidate will have demonstrable compliance experience in a broking firm, or perhaps in a legal or other professional service firm.
* Practical experience is critical (gained by working within a firm or in a closely connected capacity).
* A legal or compliance qualification would be a benefit.
* We also require excellent academic credentials.
* A passion for solving interesting problems, a love of managing relationships with clients and great teamwork are all important.
* Technical skills are key - candidates would need to demonstrate deep understanding of both the business issues in this sector across a range of asset classes, as well as the key regulatory challenges faced including EMIR, MiFID, market abuse, transaction reporting, AML and CASS. Familiarity with the key aspects of the FCA handbook is critical.

If you feel you have the relevant experience, then please apply for immediate consideration.