Guideline Monitoring - Investment Compliance

London, London
£500 - £700 per day
07 Oct 2016
04 Nov 2016
Contract Type
Full Time
Position: Guideline Monitoring - Investment Compliance - pre and post trade monitoring
Location: London
Type of job: Contract 6 Months
Salary: £500 - £700 per day

Our company client is a highly regarded organisation who are currently looking to take on board a skilled and dynamic Guideline Monitoring - Investment Compliance specialist for their team office based in London.This is an excellent opportunity for career development.

Key duties for this position will include:

* Providing support to investment teams to ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements.
* Assist in coding and maintaining the guideline monitoring system, Sentinel, performs real-time, pre-trade support with investors, and resolves post-trade incident exceptions generated from Sentinel.
* Work collaboratively with other Guideline Monitoring analysts as well as other internal teams, specifically Product Management and Portfolio Management Teams to have a deep understanding of investment strategies.
* The Portfolio Guideline Monitoring candidate is part of the Portfolio Guideline Monitoring and Performance Team within Portfolio Services.

Qualifications, knowledge and skills required:

* Strong working knowledge of all investment type, including equity, fixed income products and derivative securities.
* Prior experience monitoring investment guidelines, working in an investment compliance role, understanding regulatory requirements for 40 Act and UCITs funds, and coding investment restrictions into a vendor or proprietary compliance monitoring system, specifically Sentinel is a plus.
* Attention to detail and computer literacy (knowledge of Word, Excel, and similar tools) are important, as is the desire to learn our guideline compliance monitoring systems, Sentinel.

Keywords: Guideline Monitoring - Investment Compliance - pre and post trade monitoring

If you feel you have the relevant experience and credentials for this role, then please send your CV by hitting APPLY NOW!