Guideline Monitoring - Investment Compliance
- Recruiter
- BCT Resourcing
- Location
- London, London
- Salary
- £500 - £700 per day
- Posted
- 07 Oct 2016
- Closes
- 04 Nov 2016
- Ref
- 1323587
- Contract Type
- Permanent
- Hours
- Full Time
Position: Guideline Monitoring - Investment Compliance - pre and post trade monitoring
Location: London
Type of job: Contract 6 Months
Salary: £500 - £700 per day
Our company client is a highly regarded organisation who are currently looking to take on board a skilled and dynamic Guideline Monitoring - Investment Compliance specialist for their team office based in London.This is an excellent opportunity for career development.
Key duties for this position will include:
* Providing support to investment teams to ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements.
* Assist in coding and maintaining the guideline monitoring system, Sentinel, performs real-time, pre-trade support with investors, and resolves post-trade incident exceptions generated from Sentinel.
* Work collaboratively with other Guideline Monitoring analysts as well as other internal teams, specifically Product Management and Portfolio Management Teams to have a deep understanding of investment strategies.
* The Portfolio Guideline Monitoring candidate is part of the Portfolio Guideline Monitoring and Performance Team within Portfolio Services.
Qualifications, knowledge and skills required:
* Strong working knowledge of all investment type, including equity, fixed income products and derivative securities.
* Prior experience monitoring investment guidelines, working in an investment compliance role, understanding regulatory requirements for 40 Act and UCITs funds, and coding investment restrictions into a vendor or proprietary compliance monitoring system, specifically Sentinel is a plus.
* Attention to detail and computer literacy (knowledge of Word, Excel, and similar tools) are important, as is the desire to learn our guideline compliance monitoring systems, Sentinel.
Keywords: Guideline Monitoring - Investment Compliance - pre and post trade monitoring
If you feel you have the relevant experience and credentials for this role, then please send your CV by hitting APPLY NOW!
Location: London
Type of job: Contract 6 Months
Salary: £500 - £700 per day
Our company client is a highly regarded organisation who are currently looking to take on board a skilled and dynamic Guideline Monitoring - Investment Compliance specialist for their team office based in London.This is an excellent opportunity for career development.
Key duties for this position will include:
* Providing support to investment teams to ensure investment transactions and holdings are compliant with client guidelines and regulatory requirements.
* Assist in coding and maintaining the guideline monitoring system, Sentinel, performs real-time, pre-trade support with investors, and resolves post-trade incident exceptions generated from Sentinel.
* Work collaboratively with other Guideline Monitoring analysts as well as other internal teams, specifically Product Management and Portfolio Management Teams to have a deep understanding of investment strategies.
* The Portfolio Guideline Monitoring candidate is part of the Portfolio Guideline Monitoring and Performance Team within Portfolio Services.
Qualifications, knowledge and skills required:
* Strong working knowledge of all investment type, including equity, fixed income products and derivative securities.
* Prior experience monitoring investment guidelines, working in an investment compliance role, understanding regulatory requirements for 40 Act and UCITs funds, and coding investment restrictions into a vendor or proprietary compliance monitoring system, specifically Sentinel is a plus.
* Attention to detail and computer literacy (knowledge of Word, Excel, and similar tools) are important, as is the desire to learn our guideline compliance monitoring systems, Sentinel.
Keywords: Guideline Monitoring - Investment Compliance - pre and post trade monitoring
If you feel you have the relevant experience and credentials for this role, then please send your CV by hitting APPLY NOW!