Area Compliance Manager
Area Compliance / Supervision Manager - Leicester / Nottingham
PRIMIS Mortgage Network whom consist of FS brands such as TMA, Personal Touch Financial Services, Mortgages First, RSC, Linear & Embrace Mortgage Services and part of LSL Property Services plc are keen to recruit a Mortgage experienced ComplianceSupervision Manager to join their growing team of 50 + field based Area Supervision Managers.
We are recruiting for a field based AREA COMPLIANCE / SUPERVISION MANAGER to join our established and successful teams across the UK that support circa 2700 regulated advisors & appointed representatives throughout our network. The successful candidate will supervise Advisors / ARs in our PRIMIS (Previously First Complete / Pink / PTFS) business in and around the Leicestershire and Nottinghamshire regions.
This is an excellent opportunity for an existing Mortgage Professional with a proven track record in Mortgage & Protection compliance to join a truly fast paced people business.
Duties to include -
To ensure compliance with both in house and regulators' compliance procedures for appointed representatives
To ensure appropriate standards/procedures are followed by authorised appointed representatives
Instruct, coach and monitor individuals, producing reports and individual training/development plans ensuring all outstanding actions are completed within agreed timescales
Identifying areas where Advisors can improve their standards and associated risk ratings
Conduct and evaluate assessments of Advisors, as part of an on-going regulatory regime including audit of defined procedures, competence requirements
Identify areas of improvement, ensuring an appropriate report or action plan is communicated with responses monitored to ensure deadlines are timely and achievable
Facilitate in the delivery of appropriate training, liaising with the PRIMIS training team where necessary
Demonstrate a suitable level of industry knowledge and experience to conduct the role
Ensuring that appropriate needs are identified and where appropriate facilitate delivery of additional support to ensure needs are being met
Supervise individual Advisors in accordance with the approved training and competence scheme
Other duties commensurate with the level of position that may be required by management.
A full UK driving license is essential.
Full CeMAP or equivalent qualified with Mortgage experience a prerequisite. CeRER desirable.
Salary is to GBP40,000 per annum negotiable.
The salary stated includes the car allowance offered with this role.
Apply today for an exciting and challenging career with the largest Mortgage Network in the UK.
Applications in confidence to
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