Compliance Assistant Manager
- Recruiter
- Confidential
- Location
- Preston
- Salary
- 30000.00 - 35000.00 GBP Annual
- Posted
- 05 Jul 2021
- Closes
- 02 Aug 2021
- Sectors
- Accountancy
- Contract Type
- Permanent
- Hours
- Full Time
Looking for a compliance Assistant Manager to join the team.
Client Details
Our client is a leading financial services group for those both in and approaching their retirement.
Description
The Key responsibilities will include:
Provide direct support, guidance and advice to the business on Compliance matters
Build and maintain relationships with key stake holders
Review Financial Promotions and review customer complaints
Assist in evaluating employee performance and identify training needs including 1:1s & coaching
Provide direct support, guidance and advice to the business on Compliance mattersProfile
The successful candidate will have/be:
Previous Compliance experience within the Financial Services industry.
Previous experience in the management and supervision of colleagues.
To have a working knowledge of the FCA Handbook (Essential), including MCOB.
To have excellent interpersonal, verbal and written communication skills with great attention to detail
To have a knowledge and practical experience of the interpretation and application of legislation and regulation is essential.
Experience of reviewing financial promotions in accordance with regulatory and company policy is preferential.Job Offer
Permanent contract + 35K salary
Client Details
Our client is a leading financial services group for those both in and approaching their retirement.
Description
The Key responsibilities will include:
Provide direct support, guidance and advice to the business on Compliance matters
Build and maintain relationships with key stake holders
Review Financial Promotions and review customer complaints
Assist in evaluating employee performance and identify training needs including 1:1s & coaching
Provide direct support, guidance and advice to the business on Compliance mattersProfile
The successful candidate will have/be:
Previous Compliance experience within the Financial Services industry.
Previous experience in the management and supervision of colleagues.
To have a working knowledge of the FCA Handbook (Essential), including MCOB.
To have excellent interpersonal, verbal and written communication skills with great attention to detail
To have a knowledge and practical experience of the interpretation and application of legislation and regulation is essential.
Experience of reviewing financial promotions in accordance with regulatory and company policy is preferential.Job Offer
Permanent contract + 35K salary