Senior Compliance Monitoring Manager GBP65K + Car Allowance
- Recruiter
- Alexander Lloyd
- Location
- London
- Salary
- 65000.00 GBP Annual
- Posted
- 29 Apr 2017
- Closes
- 05 May 2017
- Sectors
- Automotive & Driving
- Contract Type
- Permanent
- Hours
- Full Time
A globally recognised brand with a multi-disciplinary approach with acknowledged strengths insurance brokerage, risk management and reinsurance. Due to growth and change within the business a requirement for further compliance monitoring expertise has become reality.
As a Senior Compliance Monitoring Manager you will be responsible for all components of each review you are tasked with by the Head of Compliance Monitoring. This will include defining scope and approach and managing the members of the review team to ensure delivery within the agreed timeframes. The role is predominantly a desk based role but there will be ample opportunity to engage across the entire scope of the business through occasional site visits when executing each review as required.
Further key points of the role will include:
- Management of resource budgets
- Define roles and responsibilities of stakeholders relevant to each review
- Agree and track any remedial actions emerging from each review delivery.
- Continuously improve the effectiveness of the Compliance Monitoring review process
- Prepare monitoring reports to agreed standards
- Conduct quality reviews to ensure robust evidence based approach to review outcomes.
- Ensure that critical findings are reported immediately as appropriate
- Engage with and achieve buy-in and agreement from the accountable executive to the report findings and agreed remedial actions
- Provide context to findings and recommendations in relation to wider related risk, control and governance issues.
- Present finding in the appropriate manner to senior leaders
- Negotiate with senior management to ensure that monitoring recommendations are agreed and acted upon
- Effective formal reporting to management on progress versus plan.
You will be an established compliance professional with a particular focus on monitoring with an ability to demonstrate the practical application of your acquired expertise. You should be able to manage a programme of varying reviews including business specific reviews as well as wider thematic reviews across multiple business lines within a multidisciplinary insurance and risk business. Those with experience pertinent to the Lloyds market , speciality risk, the SME sector or with an actual Insurance provider with specific monitoring / internal audit skills will be of great interest. You must have a track record of managing monitoring focussed projects and possess excellent communication skills with sound stakeholder management.
The business is a global leader in its field. You will benefit from a very broad exposure to a number of different business lines which in itself will provide continuous challenge and an opportunity to develop your knowledge base on product alone. In addition you will engage with a wide variety of stakeholders and enjoy the benefits of working in an established team which itself is comprised of individuals from a number of different disciplines.
Please quote 40418 when calling Alexander Lloyd on [Phone number removed] and ask for our Compliance division. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website [URL removed] for any other roles which may be of interest.
As a Senior Compliance Monitoring Manager you will be responsible for all components of each review you are tasked with by the Head of Compliance Monitoring. This will include defining scope and approach and managing the members of the review team to ensure delivery within the agreed timeframes. The role is predominantly a desk based role but there will be ample opportunity to engage across the entire scope of the business through occasional site visits when executing each review as required.
Further key points of the role will include:
- Management of resource budgets
- Define roles and responsibilities of stakeholders relevant to each review
- Agree and track any remedial actions emerging from each review delivery.
- Continuously improve the effectiveness of the Compliance Monitoring review process
- Prepare monitoring reports to agreed standards
- Conduct quality reviews to ensure robust evidence based approach to review outcomes.
- Ensure that critical findings are reported immediately as appropriate
- Engage with and achieve buy-in and agreement from the accountable executive to the report findings and agreed remedial actions
- Provide context to findings and recommendations in relation to wider related risk, control and governance issues.
- Present finding in the appropriate manner to senior leaders
- Negotiate with senior management to ensure that monitoring recommendations are agreed and acted upon
- Effective formal reporting to management on progress versus plan.
You will be an established compliance professional with a particular focus on monitoring with an ability to demonstrate the practical application of your acquired expertise. You should be able to manage a programme of varying reviews including business specific reviews as well as wider thematic reviews across multiple business lines within a multidisciplinary insurance and risk business. Those with experience pertinent to the Lloyds market , speciality risk, the SME sector or with an actual Insurance provider with specific monitoring / internal audit skills will be of great interest. You must have a track record of managing monitoring focussed projects and possess excellent communication skills with sound stakeholder management.
The business is a global leader in its field. You will benefit from a very broad exposure to a number of different business lines which in itself will provide continuous challenge and an opportunity to develop your knowledge base on product alone. In addition you will engage with a wide variety of stakeholders and enjoy the benefits of working in an established team which itself is comprised of individuals from a number of different disciplines.
Please quote 40418 when calling Alexander Lloyd on [Phone number removed] and ask for our Compliance division. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website [URL removed] for any other roles which may be of interest.