Compliance Monitoring - Officer
- Recruiter
- BCT Resourcing
- Location
- West Sussex, West Sussex
- Salary
- £45,000 - £60,000 per annum
- Posted
- 06 Apr 2017
- Closes
- 04 May 2017
- Ref
- 1401450
- Contract Type
- Permanent
- Hours
- Full Time
We are currently supporting a Life Insurer for a Compliance Monitoring Officer. The role is based within the Conduct Risk team and the role holder will be responsible to assist the Head of Monitoring in fulfilling all regulatory compliance requirements are appropriately monitored and reported.
You will be responsible for the following:
* Planning and leading a variety of thematic reviews and risk based reviews. This will be in relation to the internal controls and Compliance Monitoring plan.
* Undertake physical and desk based reviews and analysis all M.I relating to the all processes.
* Monitor and report all conduct risks in line with the conduct appetite.
To be considered for this opportunity you must have financial services experience, ideally from Life Insurer. Compliance Monitoring experience is essential and specifically conduct risk would be preferable.
You will be responsible for the following:
* Planning and leading a variety of thematic reviews and risk based reviews. This will be in relation to the internal controls and Compliance Monitoring plan.
* Undertake physical and desk based reviews and analysis all M.I relating to the all processes.
* Monitor and report all conduct risks in line with the conduct appetite.
To be considered for this opportunity you must have financial services experience, ideally from Life Insurer. Compliance Monitoring experience is essential and specifically conduct risk would be preferable.