MiFID II Compliance Officer

Recruiter
LMA
Location
London
Salary
Competitive
Posted
24 Feb 2017
Closes
25 Feb 2017
Sectors
Legal
Contract Type
Permanent
Hours
Full Time

Key experience will include but not be limited to

  • Liaise with the front Office and support functions to help on the MiFID II project to cover compliance tasks such as documenting decisions and policies and procedures.
  • Attend MiFID II work stream meetings and give advice on the interpretation of MiFID II regulations.
  • Read the EU and UK regulations on MiFID II and prepare summaries to be presented to management for Steering Committee meetings.
  • Liaise with the EMEA Region Local Compliance Officers in order to implement MiFID II in a harmonised approach

Key experience will include

  • Strong background in FS/Banking within a Compliance function and an in-depth knowledge of MiFID and FCA rules and regulations is essential
  • Proven experience in writing policies and procedures
  • Ability to meet deadlines
  • Excellent interpersonal skills and the ability to build relationships at all levels
  • Good reporting and presentation skills
  • Self motivated and strong analytical skills
  • Must be proficient in MS Office and have advanced Excel skills
  • Working knowledge of Visio
  • Proven ability to write gap analysis and Business Requirement Documentation

The client is willing to pay up to GBP550 as a daily pay rate depending on the level of candidate experience.

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