Regulatory Monitoring Specialist

A prestigious Private Bank based in Southampton is keen to add a Regulatory Monitoring Specilaist to their team. The role is an opportunity to work with a well established institution where you will be able to advise and influence the business on regulatory matters.

As the Regulatory Monitoring Specialist you will be work with Management and other areas of the business to conduct regulatory risk monitoring and compliance activities.

The Regulatory Monitoring Specialist will be involved in the following;

-Conduct appropriate internal and external monitoring reviews and provide individual feedback;
-Provide regular divisional compliance reporting
-Assist with regular reviews to maintain the division's Policy & Procedure manuals;
-Keep up to date on matters of regulatory interest and legislative developments that will have an effect the business

To be considered for the role of Regulatory Monitoring Specialist you will have experience of working in a similar regulated role for a Private Banking or similar organisation. A strong knowledge of the various regulations and communicating them to other areas of the business is a must.

Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003