Regulatory Assurance Officer
- Recruiter
- cer Financial
- Location
- Wakefield
- Salary
- 45000.00 GBP Annual
- Posted
- 16 Feb 2017
- Closes
- 22 Feb 2017
- Sectors
- Banking & Financial Services
- Contract Type
- Permanent
- Hours
- Full Time
Regulatory Assurance Officer
Wakefield
Permanent
GBP45,000
Our client a leading Insurance company are urgently seeking a Regulatory Assurance Officer to join their team in London on a permanent basis.
Responsibilities of the Regulatory Assurance Officer will include:
Working closely with the Compliance team to ensure consistency and effective dissemination of best practice across the company.
Keeping up to date industry knowledge to ensure appropriate competency levels are maintained.
Driving completion of the Regulatory Assurance plan.
Contributing to the development of regulatory procedures by identifying areas of weakness and making suggestions for improvement.
Producing accurate monitoring/assurance reports and ensure any issues identified from assurance activities are addresses in a timely manner.
Ensuring prompt escalation of significant compliance issues to the Regulatory Assurance Manager and Head of Regulatory Assurance.
Successful Regulatory Assurance Officer will have:
Strong knowledge of the FCA handbook.
Must hold or be willing to work towards Cert CII.
Previous experience compliance monitoring or reviews from a wholesale/London Markets insurance environment.
Awareness of the regulatory requirements.
Solid knowledge of business processes and procedures.
Previous experience of the UK regulatory framework and insurance markets.
Why not call me, Spencer Herbert now to discuss the Regulatory Assurance Officer role. Calling for a confidential chat does not commit you to handing in your notice!
cer Financial are committed to providing one of the premier financial recruitment services as such we will meet you in person and start with an appraisal of your career and then coach you through the interview process, depending on your level of competence.
Wakefield
Permanent
GBP45,000
Our client a leading Insurance company are urgently seeking a Regulatory Assurance Officer to join their team in London on a permanent basis.
Responsibilities of the Regulatory Assurance Officer will include:
Working closely with the Compliance team to ensure consistency and effective dissemination of best practice across the company.
Keeping up to date industry knowledge to ensure appropriate competency levels are maintained.
Driving completion of the Regulatory Assurance plan.
Contributing to the development of regulatory procedures by identifying areas of weakness and making suggestions for improvement.
Producing accurate monitoring/assurance reports and ensure any issues identified from assurance activities are addresses in a timely manner.
Ensuring prompt escalation of significant compliance issues to the Regulatory Assurance Manager and Head of Regulatory Assurance.
Successful Regulatory Assurance Officer will have:
Strong knowledge of the FCA handbook.
Must hold or be willing to work towards Cert CII.
Previous experience compliance monitoring or reviews from a wholesale/London Markets insurance environment.
Awareness of the regulatory requirements.
Solid knowledge of business processes and procedures.
Previous experience of the UK regulatory framework and insurance markets.
Why not call me, Spencer Herbert now to discuss the Regulatory Assurance Officer role. Calling for a confidential chat does not commit you to handing in your notice!
cer Financial are committed to providing one of the premier financial recruitment services as such we will meet you in person and start with an appraisal of your career and then coach you through the interview process, depending on your level of competence.