Senior Compliance Officer - Investment Banking Sector
- Recruiter
- BCT Resourcing
- Location
- Dublin, Dublin
- Salary
- €75,000 - €90,000 per annum
- Posted
- 16 Jan 2017
- Closes
- 13 Feb 2017
- Ref
- 1360576
- Contract Type
- Permanent
- Hours
- Full Time
Position: Senior Compliance Officer - Investment Banking
Location: Dublin
Salary: €75000 - €90000 per annum
Job type: Full time
Our company client is a prestigious and well respected international investment bank who are actively seeking to appoint a dynamic and articulate Senior Compliance Officer / Manager to join their Dublin city center team.This is an outstanding opportunity to achieve a highly lucrative and rewarding career.
Top responsibilities for this job will involve:
* Develop, implement, maintain and monitor adherence with the Compliance Risk Management Framework including Policies, Procedures and Monitoring Plan
* Quality assurance (driving effectiveness and efficiency)
* Collaboration with company wide departments, e.g. ORPC and Legal on regulatory compliance matters
* Prepare and present to Head of Compliance periodic reporting required by Group, Business (e.g. ExCo / Board reporting, CRMS, MIIR) and Regulators
* Work with HR and others as appropriate to develop an effective regulatory training program
* Review and recommend the communication strategy to influence the outcome of proposed regulatory changes
* Advise and consult business on regulatory laws and regulations and their interpretation through provision of Subject Matter Expertise input to Control Plan formulation and execution
Other duties will cover:
* Design and execute compliance monitoring systems and procedures to ensure that the business is operating within their regulatory risk appetite
* Provide advice on regulatory implications on product, business strategies and activities, change projects
* Participate in Client meetings, providing compliance and advice
* Oversight and investigate errors and breaches
* Liaise and network with peers in other organisation, attend and actively participate in regulatory focus groups
* Be responsible for the provision of advice on the regulatory aspects of outsourcing requirements.
Experience and competencies required:
* At least 8 years in a Compliance role
* Detailed knowledge and understanding of CBI rulebooks
* Detailed knowledge of the custody business (including treasury & markets), hedge fund services and third party administration
* Knowledge of outsourcing requirements
* Proven management experience
The employer offer a defined career progression path, excellent working environment and location combined with an above market salary and benefits package.
If you are interested in hearing more about this opportunity, please don't hesitate to send your CV and APPLY NOW.
Location: Dublin
Salary: €75000 - €90000 per annum
Job type: Full time
Our company client is a prestigious and well respected international investment bank who are actively seeking to appoint a dynamic and articulate Senior Compliance Officer / Manager to join their Dublin city center team.This is an outstanding opportunity to achieve a highly lucrative and rewarding career.
Top responsibilities for this job will involve:
* Develop, implement, maintain and monitor adherence with the Compliance Risk Management Framework including Policies, Procedures and Monitoring Plan
* Quality assurance (driving effectiveness and efficiency)
* Collaboration with company wide departments, e.g. ORPC and Legal on regulatory compliance matters
* Prepare and present to Head of Compliance periodic reporting required by Group, Business (e.g. ExCo / Board reporting, CRMS, MIIR) and Regulators
* Work with HR and others as appropriate to develop an effective regulatory training program
* Review and recommend the communication strategy to influence the outcome of proposed regulatory changes
* Advise and consult business on regulatory laws and regulations and their interpretation through provision of Subject Matter Expertise input to Control Plan formulation and execution
Other duties will cover:
* Design and execute compliance monitoring systems and procedures to ensure that the business is operating within their regulatory risk appetite
* Provide advice on regulatory implications on product, business strategies and activities, change projects
* Participate in Client meetings, providing compliance and advice
* Oversight and investigate errors and breaches
* Liaise and network with peers in other organisation, attend and actively participate in regulatory focus groups
* Be responsible for the provision of advice on the regulatory aspects of outsourcing requirements.
Experience and competencies required:
* At least 8 years in a Compliance role
* Detailed knowledge and understanding of CBI rulebooks
* Detailed knowledge of the custody business (including treasury & markets), hedge fund services and third party administration
* Knowledge of outsourcing requirements
* Proven management experience
The employer offer a defined career progression path, excellent working environment and location combined with an above market salary and benefits package.
If you are interested in hearing more about this opportunity, please don't hesitate to send your CV and APPLY NOW.