Senior Compliance Officer
Our client is an established provider of investment administration services to the UK fund market. They have an opportunity for a fund industry technical specialist to join the company as Senior Compliance Officer. Reporting in at Director level, you will manage a team of Compliance Officers and take personal responsibility for the more technical and complex aspects of risk and compliance. You will oversee compliance policy and procedure, analysing relevant MI to identify and escalate areas of potential risk and concern. You will be responsible for a number of internal and external relationships, including auditors, trustees, regulators and clients.
The successful candidate will possess comprehensive knowledge of the compliance regime surrounding UK collectives administration, to include OEICs, AIFM & ACD. Your coverage will include Fund Accounting and Transfer Agency and you will be able to communicate effectively at all levels.
An excellent opportunity to join the company on a temporary basis with the possibility that a permanent opportunity may become available.
Please note that the start date for this position will be May 2017.
The successful candidate will possess comprehensive knowledge of the compliance regime surrounding UK collectives administration, to include OEICs, AIFM & ACD. Your coverage will include Fund Accounting and Transfer Agency and you will be able to communicate effectively at all levels.
An excellent opportunity to join the company on a temporary basis with the possibility that a permanent opportunity may become available.
Please note that the start date for this position will be May 2017.