Financial Promotions Compliance Manager

Recruiter
Panoramic Associates Ltd
Location
Somerset
Salary
40000.00 - 50000.00 GBP Annual
Posted
01 Dec 2016
Closes
08 Dec 2016
Sectors
Accountancy
Contract Type
Permanent
Hours
Full Time

The role involves keeping the firms marketing within the detailed FCA rules, as well as it's own internal guidelines and rules while still being innovative and effective. It is a challenge that requires an ability to foresee problems, seeking out original solutions, being able to provide constructive feedback and having great attention to detail. The team reviews everything from flagship publications, web articles and content, emails and application forms, to social media, podcasts and videos.

Key responsibilities will include:
Approval of Financial Promotions, across a variety of media, to make sure they comply with FCA rules and our own internal guidelines
Giving detailed and constructive feedback to authors and account managers
Providing support and guidance to the business for new product launches
Review of peer group financial promotions
Helping maintain and deliver policies and procedures
Maintaining detailed records in line with regulatory requirements

In order to be successful for this opportunity, you will need to have:

*CII R01 (or be prepared to study to achieve it)
*Degree (or equivalent)
*Good level of investment, pension and retirement product knowledge
*Dealing with clients
*Working to tight deadlines
*Excellent communication skills
*Being able to understand complex rules (the letter of the rules)
*Being able to apply broad principles (the spirit of the rules)
*Strong planning, organisation and prioritisation skills
*Good judgement and decision making
*Able to build relationships across the business

If this is something you would be interested to hear more about, please get in touch!

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