Regulatory / Compliance Projects Manager - West Midlands

Recruiter
Anonymous
Location
West Midlands
Salary
Competitive
Posted
21 Nov 2016
Closes
05 Dec 2016
Sectors
Accountancy
Contract Type
Permanent
Hours
Full Time
Our Client is well known and operates within the Financial Services Industry. They are an integrated Independent Financial Advisory ('IFA') and Discretionary Wealth Management firm.

Overall:
Drive and oversee the planning and implementation of assigned projects within the business in order to mitigate perceived regulatory risks.

Responsibilities:

* Identify and evaluate key risks highlighted through external audits, FCA/industry communications and through individual notification and report as necessary
* Through risk identification, effect assigned projects, as prioritised by the business, in order to establish necessary changes, to systems, controls and processes
* Define the scope of the project/s in collaboration with relevant individuals within the business
* Manage and maintain a detailed and documented work plan, with projected timescales, resources and communication strategies
* Engage with necessary external auditors to ensure that changes effected are robust and mitigate perceived regulatory risks

Key Performance Measures

* Achievement of the individual project objectives within set timescales
* Evidence of risk mitigation through internal and external audit
* Understanding of key regulatory and industry focuses

Requirements

* Level 4 Diploma in Financial Planning (preferable but not essential)
* FCA Regulatory work experience
* Project Management Experience Required
* Excellent communication, organisation and prioritisation skills
* Self-motivation and ability to work both independently or collaboratively is essential
* Good I.T. skills

There is an Excellent Salary and Benefits Package Available with this Role

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