Compliance Technical Consultant - Sussex

Recruiter
Anonymous
Location
Horsham
Salary
40000.00 - 45000.00 GBP Annual + excellent
Posted
09 Nov 2016
Closes
03 Dec 2016
Sectors
IT
Contract Type
Permanent
Hours
Full Time
Compliance Technical Consultant - Financial Services

to GBP45,000 to experience & excellent benefits

Mid Sussex

Exciting newly created opportunity with well established financial services group. Applying a risk-based approach compliance technical processes. A wide ranging remit for the role will include responsibilities in relation to

Reviewing and interpreting regulatory changes,
Undertaking risk based gap analysis, formulating and reviewing action plans
Interpreting and disseminating information in relation to FCA handbooks and policy documents, FOC decision assessment.
Documenting new procedures and policies
Review of European directives
Skills & experience required:

Minimum level 4 Diploma in regulated financial planning, or equivalent
L6 Advanced Diploma/working towards
Other specialist qualifications are an advantage, such ER1, HR1, J05, CF3, CeMAP etc.
High level current/recent experience of compliance within a financial services/investment environment, with a good understanding of the framework for network firms.
In depth knowledge of FCA handbook/PRA regulatory requirements
Strong analytical skills, strong communication skills
Solutions orientated, can-do approach to working with internal and external stakeholders

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