Financial Promotions - Compliance Manager

London, London
£500 - £600 per day
17 Oct 2016
14 Nov 2016
Contract Type
Full Time
Position: Financial Promotions, Distribution, Compliance Manager - Asset Management
Location: London
Type of role: 6 Months Contract
Salary: £500 - £600 per day

The company client is a fast growing business who are actively looking to recruit a driven and organised Compliance Manager for their team office based in London. The successful candidate will ensure to provide dedicated compliance support on all distribution and marketing activities in Europe and the Middle East regions. This is an excellent opportunity for career development.

Major duties will cover:

* Provide SME advice to various departments within the business on the laws and regulations governing the marketing and distribution of UCITS funds to different jurisdictions
* Providing specialist compliance advice to various departments within the business on the laws and regulations.
* Providing advice and guidance to sales and marketing personnel on the conduct of their sales activities and the content of any sales materials.

Background and abilities required:

* Extensive knowledge and experience of the asset management industry
* General understanding of European regulation including the current status of developing regulatory changes such as UCITS V and MiFID II
* Multi-jurisdictional regulatory experience, ideally within Europe and the Middle East
* Excellent communication skills, both written and verbal, including the ability to communicate clearly with senior executives

Keywords: Financial Promotions, Distribution, Compliance- Asset Management UCITS, MiFiD

If you are interested in hearing more about this opportunity, please don't hesitate to send your CV and APPLY NOW.