Compliance Director / Manager
- Recruiter
- Rebuilding Society
- Location
- Leeds
- Salary
- £40k - £60k + Bonus
- Posted
- 15 Jun 2015
- Closes
- 13 Jul 2015
- Ref
- 2084
- Contact
- Applicant Services
- Sectors
- Banking & Financial Services
- Contract Type
- Permanent
- Hours
- Full Time
rebuildingsociety is looking for a Compliance Director / Manager to oversee the conduct of business operations in terms of FCA regulations as well as processes undertaken by technology partners who may seek to become Appointed Representatives.
Requirements
• An experienced Compliance Manager / Director
• Detailed knowledge of FCA rules and their interpretation/application
• Highly developed analytical and observational skills
• Ability to train and motivate other new and experienced team members
• Supervisor accredited
• Strong communication skills
The role
As a full time Compliance Manager / Director you will be responsible for the following duties:
• Taking responsibility of all aspects of the compliance function
• Creating and embedding an effective, streamlined framework and processes
• Supporting Senior Management in fulfilling all aspects of day-to-day compliance and in the identification and assessment of compliance issues facing the organisation
• Maintaining anti-money laundering controls
• Establishing a clear training and competency scheme
• Overseeing the risk management process, identifying key risks which may impact on the company that may result in failure to meet regulatory obligations and business objectives
About us
rebuildingsociety is a new-finance company operating a peer-to-peer business lending platform. Based in the heart of Leeds, on the beautiful Queen Square, by the Arena, they have established a credible presence in the industry with a loyal base of over 900 investors, 114 borrowers and over 25 active commercial finance brokers.
We're a small and hardworking team of 15 people that thrive with the challenge of the peer-to-peer lending industry.
So if you wish to be considered for this superb opportunity click ‘apply’. You will receive an email shortly after your application which you will need to read.
No agencies please. You must be eligible to work in the UK.
Suitable skills/experience: Compliance Manager, Financial Services, Legal, Risk Assessment, Compliance, Finance, Risk, Law, Legal Compliance, Risk & Compliance Director, FCA,
Requirements
• An experienced Compliance Manager / Director
• Detailed knowledge of FCA rules and their interpretation/application
• Highly developed analytical and observational skills
• Ability to train and motivate other new and experienced team members
• Supervisor accredited
• Strong communication skills
The role
As a full time Compliance Manager / Director you will be responsible for the following duties:
• Taking responsibility of all aspects of the compliance function
• Creating and embedding an effective, streamlined framework and processes
• Supporting Senior Management in fulfilling all aspects of day-to-day compliance and in the identification and assessment of compliance issues facing the organisation
• Maintaining anti-money laundering controls
• Establishing a clear training and competency scheme
• Overseeing the risk management process, identifying key risks which may impact on the company that may result in failure to meet regulatory obligations and business objectives
About us
rebuildingsociety is a new-finance company operating a peer-to-peer business lending platform. Based in the heart of Leeds, on the beautiful Queen Square, by the Arena, they have established a credible presence in the industry with a loyal base of over 900 investors, 114 borrowers and over 25 active commercial finance brokers.
We're a small and hardworking team of 15 people that thrive with the challenge of the peer-to-peer lending industry.
So if you wish to be considered for this superb opportunity click ‘apply’. You will receive an email shortly after your application which you will need to read.
No agencies please. You must be eligible to work in the UK.
Suitable skills/experience: Compliance Manager, Financial Services, Legal, Risk Assessment, Compliance, Finance, Risk, Law, Legal Compliance, Risk & Compliance Director, FCA,